WebApr 19, 2012 · The final rules define "swap dealer" and "security-based swap dealer," as applicable, as a person who engages in any of the following: Holds itself out as a dealer in security-based or non-security-based swaps. Makes a market in security-based or non-security-based swaps. Webswap dealer. (A) In general The term “swap dealer” means any person who— (i) holds itself out as a dealer in swaps; (ii) makes a market in swaps; (iii) regularly enters into …

eCFR :: 17 CFR 23.600 -- Risk Management Program for swap dealers …

WebMay 25, 2024 · International Swaps and Derivatives Association - ISDA: An association created by the private negotiated derivatives market that represents participating parties. This association helps to improve ... WebSwap dealer. Swap dealer. The term swap dealer means any person defined in Section 1a (49) of the Act and 1.3 of this chapter and, as appropriate in this subpart, any person acting for or on behalf of a swap dealer, including an associated person defined in … telur apa yang sangar

United States: Title VII And The Volcker Rule: Same Swap ... - Mondaq

Webrequirements. Focusing on the CFTC, the author summarizes the definitions of a “swap,” “swap dealer,” “major swap participant,” and “eligible contract participant.” She then turns to the processes for cleared vs. uncleared transactions, and concludes with a discussion of the end-user exception and required reporting and ... WebList of Provisionally Registered Swap Dealers Swap dealers will be subject to capital and margin requirements to lower risk in the system. Dealers will be required to meet robust business conduct standards to lower risk and promote market integrity. Web43 rows · Swap dealers work for businesses or financial institutions. Their fee is called a spread because it represents the difference between the trade's wholesale price and retail price. Most swaps involve cash … telur asam urat